Disclosure &
Communications

The financial services disclosure regime can be complex and challenging to navigate.

At Legal & Prudential, we provide clear, practical guidance to ensure your institution is fully compliant with disclosure requirements. Our in-depth knowledge of the relevant regulations, as well as the exceptions applicable to specific financial products and services, empowers you to communicate with confidence.

Our Expertise in Disclosures & Communications

We help financial institutions manage the intricacies of mandatory disclosure and related communications, focusing on both compliance and risk mitigation. With extensive experience across a range of financial services firms and products, we assist clients in the following key areas:

  • Product Disclosure Statements (PDS) – Ensuring your PDS meets legal requirements and provides clear, understandable information to clients.

  • Periodic Statements – Assisting with compliance and transparency in the communication of regular updates to clients.

  • Target Market Determinations (TMDs) – Helping you accurately define and communicate the target market for your financial products.

  • Retail Client Communications – Reviewing and advising on communications that meet regulatory standards while engaging your clients effectively.

  • Marketing Collateral – Ensuring your marketing materials are compliant with financial services regulations and clearly represent your offerings.

  • Disclaimers – Crafting precise, legally sound disclaimers to limit potential liabilities and clarify terms for clients.

  • Websites – Reviewing website content to ensure all disclosures are properly presented and aligned with compliance requirements.

How We Help Your Organisation Succeed

Financial institutions face ongoing challenges in managing disclosure compliance. Our team simplifies these challenges by ensuring that your communications meet all legal requirements, helping you:

  • Avoid penalties and litigation risks by ensuring full regulatory compliance.

  • Communicate clearly and transparently with members and customers, fostering trust and reducing the risk of misunderstandings.

  • Minimise regulatory risk in marketing collateral and public-facing communications

We are committed to making the complex regulatory landscape simpler for your institution, providing you with the tools and advice you need to stay compliant and engage with clients effectively.

Why Choose Legal & Prudential?

  • Deep Regulatory Knowledge: We understand the intricacies of financial services disclosures, ensuring your organisation meets all legal and regulatory requirements.

  • Bespoke Advice: We tailor our services to your specific needs, providing solutions that align with your institution’s unique communication and product offerings.

  • Proven Track Record: Our team has helped numerous clients successfully navigate the complexities of financial disclosures, ensuring compliance while minimising risks.

Is your institution prepared to meet the evolving disclosure and communication requirements in financial services?

Contact us today to learn how we can help you stay compliant, mitigate risks, and effectively communicate with your clients.