Superannuation Law & Financial Services Regulation
We understand that navigating the maze of legal and regulatory obligations can be onerous and time consuming for financial institutions.
At Legal & Prudential, this is our bread and butter. We specialise in helping trustees make well-informed decisions within this challenging landscape, providing expert legal guidance that strengthens compliance, minimises risks, and protects your institution’s interests.
Our Expertise in Superannuation & Financial Services Regulation
We offer strategic legal counsel on a range of key topics, including:
Superannuation Industry (Supervision) Act and regulatory compliance
APRA Prudential Standards and guidance to help meet operational requirements
Trust law and its application in superannuation funds
Financial Services Law, including product disclosure and financial advice compliance
ASIC Legislative Instruments and the latest regulatory guidance
We work closely with trustees to navigate these complex laws and provide the appropriate advice to ensure that your decisions align with industry standards and legal requirements.
How We Help Your Organisation Succeed
Our recent work with trustees includes providing expert guidance on matters including:
Promotion expenditure decisions to ensure compliance with the best financial interests duty
Advising on the appointment of outsourced service providers, ensuring compliance and operational efficiency
Interpreting and applying trust deeds, preventing costly mistakes and ensuring clarity
Correcting unit pricing errors and managing administrative remediation
Providing advice on the use of fund reserves and trustees’ rights to indemnity, safeguarding financial security and compliance
Each of these services is designed to help you meet your regulatory obligations, reduce risk, and support the long-term stability of your institution.
Why Choose Legal & Prudential?
Proven Expertise: With years of experience in financial services regulation, we offer tailored solutions that address the specific needs of your institution.
Comprehensive Legal Support: From regulatory compliance to strategic decision-making, we provide full-spectrum legal support for financial institutions.
Trusted Guidance: Our clients trust us to guide them through complex legal landscapes, ensuring they remain compliant and operationally resilient.
Don't wait for regulatory challenges to escalate. Contact us today for a consultation and learn how we can help you navigate your legal and regulations obligations, mitigate risk, and go beyond mere compliance.