Beyond mere compliance.

Legal & Prudential specialises in regulatory risk and compliance matters concerning superannuation, investment, insurance, and other financial services institutions.

 
 
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Make good decisions, with confidence.

We advise and assist Australian financial institutions to navigate and operate in a complex regulatory environment. We are enthusiastic about using our expertise to provide clarity and confidence to clients when facing complex and important decisions...learn more.

 

Our expertise

 

Superannuation Law & Financial Services Regulation 

We assist trustees in making informed decisions by advising on the interpretation and application of superannuation and financial services law by both regulators and the courts…learn more.


Public Policy & Regulatory Change Implementation 

We provide risk and regulatory services for our clients, specialising in regulatory change with expertise in understanding the operational impact for financial institutions and service providers...learn more


Disclosure & Communications 

We review and advise on compliance with mandatory disclosure requirements and potential risks associated with general communications and marketing…learn more.


Risk & Compliance Advisory 

We advise and assist clients with risk and compliance management allowing them to take the risks that they need to take in order to succeed with greater confidence…learn more.


Outsourcing Tenders & Contracts 

Our team leverages knowledge of trustee and fund operations to assist in guiding clients in all aspects of service provider arrangements – from the selection process to the executed agreement…learn more.


Dispute Resolution 

We advise and assist financial firms in responding to complaints, and handling complaints internally or externally via the Australian Financial Complaints Authority (AFCA)…learn more.

 
 

The Super Brief

A concise monthly paper summarising legal and regulatory news for trustees of superannuation funds.

 

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Get in touch

Legal & Prudential’s regulatory and compliance expertise will assist guide your organisation with assurance and confidence.