Beyond mere compliance.
Legal & Prudential specialises in regulatory risk and compliance matters concerning superannuation, investment, insurance, and other financial services institutions.
Legal & Prudential specialises in regulatory risk and compliance matters concerning superannuation, investment, insurance, and other financial services institutions.
We advise and assist Australian financial institutions to navigate and operate in a complex regulatory environment. We are enthusiastic about using our expertise to provide clarity and confidence to clients when facing complex and important decisions...learn more.
We assist trustees in making informed decisions by advising on the interpretation and application of superannuation and financial services law by both regulators and the courts…learn more.
We provide risk and regulatory services for our clients, specialising in regulatory change with expertise in understanding the operational impact for financial institutions and service providers...learn more.
We review and advise on compliance with mandatory disclosure requirements and potential risks associated with general communications and marketing…learn more.
We advise and assist clients with risk and compliance management allowing them to take the risks that they need to take in order to succeed with greater confidence…learn more.
Our team leverages knowledge of trustee and fund operations to assist in guiding clients in all aspects of service provider arrangements – from the selection process to the executed agreement…learn more.
We advise and assist financial firms in responding to complaints, and handling complaints internally or externally via the Australian Financial Complaints Authority (AFCA)…learn more.
A concise monthly paper summarising legal and regulatory news for trustees of superannuation funds.
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Legal & Prudential’s regulatory and compliance expertise will assist guide your organisation with assurance and confidence.